Important Legal Disclaimers

Last Updated: October 22, 2025

CRITICAL NOTICE

Oakhampton Capital Pty Ltd (ABN: 58 684 868 915) is NOT a licensed financial services provider. We do NOT provide investment advice, recommendations, or portfolio management services. All information on this platform is for informational purposes only. You must consult qualified financial, legal, and tax professionals before making any investment decisions.

1. Not a Registered Financial Services Provider

No AFSL (Australia)

Oakhampton Capital Pty Ltd does NOT hold an Australian Financial Services License (AFSL) under the Corporations Act 2001 (Cth). We are not authorized by the Australian Securities and Investments Commission (ASIC) to provide financial product advice or deal in financial products.

No SEC Registration (United States)

We are NOT registered with the U.S. Securities and Exchange Commission (SEC) as:

  • A broker-dealer under the Securities Exchange Act of 1934
  • An investment adviser under the Investment Advisers Act of 1940
  • A funding portal under the JOBS Act

We are NOT a member of FINRA (Financial Industry Regulatory Authority) or any self-regulatory organization.

Other Jurisdictions

We are NOT registered with or authorized by the Financial Conduct Authority (UK), European Securities and Markets Authority (EU), Monetary Authority of Singapore (MAS), Securities and Futures Commission (Hong Kong), or any other financial regulatory authority.

2. No Investment Advice

Nothing on this platform constitutes:

  • Personal financial advice tailored to your circumstances
  • Investment recommendations or endorsements
  • Buy, sell, or hold recommendations for any security or investment
  • Tax, legal, or accounting advice
  • Suitability assessments for any investment product

All content is provided for informational and educational purposes only. You are solely responsible for evaluating the merits and risks of any investment decision.

3. Investment Risks

ALL INVESTMENTS INVOLVE RISK, INCLUDING POSSIBLE LOSS OF PRINCIPAL

  • Past performance does not guarantee future results
  • The value of investments may fluctuate and decline
  • You may not recover the amount originally invested
  • Investment returns are not guaranteed or predictable
  • Market conditions, economic factors, and company-specific risks can cause losses
  • Investments in private companies, startups, and emerging markets carry heightened risks
  • Lack of liquidity may prevent you from exiting investments when desired

4. No Offer or Solicitation

This platform does NOT constitute an offer to sell or a solicitation of an offer to buy any security or investment product in any jurisdiction where such offer or solicitation would be unlawful.

Securities and investment opportunities mentioned on this platform may not be registered under the securities laws of various jurisdictions and may not be available to all persons or in all geographic locations.

5. Forward-Looking Statements

This platform may contain forward-looking statements, projections, forecasts, and estimates about:

  • Future performance of companies or markets
  • Expected returns or growth rates
  • Industry trends and developments
  • Economic conditions and forecasts

These statements involve risks, uncertainties, and assumptions. Actual results may differ materially from expectations. These statements are NOT guarantees of future performance and should not be relied upon as such.

6. Information Accuracy and Completeness

While we strive to provide accurate and up-to-date information:

  • Information is provided "AS IS" without warranties of any kind
  • We make NO representation about accuracy, completeness, or timeliness
  • Information may contain errors, omissions, or become outdated
  • Third-party data may be inaccurate or incomplete
  • Market data and pricing information may be delayed or incorrect

You must independently verify all information before relying on it for any purpose.

7. Third-Party Content and Links

This platform may contain links to third-party websites, content, or services. We do NOT endorse, control, or assume responsibility for third-party content. These links are provided for convenience only. Your use of third-party sites is at your own risk and subject to their terms and conditions.

8. Geographic Restrictions

This platform is NOT directed to any person in any jurisdiction where:

  • The publication or availability of the platform would violate local laws
  • We are not authorized to provide services
  • The offer or solicitation of investments would be prohibited

It is YOUR responsibility to determine whether your use of this platform complies with applicable laws in your jurisdiction. Persons in restricted jurisdictions must NOT access or use this platform.

9. Professional Advice Required

Before making ANY investment decision, you MUST consult with qualified professionals:

  • Financial Advisor: Licensed to provide investment advice in your jurisdiction
  • Legal Counsel: To review agreements, disclosures, and regulatory compliance
  • Tax Advisor: To understand tax implications of investments
  • Accountant: To assess financial suitability and impact on your financial position

10. No Warranty or Guarantee

TO THE MAXIMUM EXTENT PERMITTED BY LAW, WE PROVIDE THIS PLATFORM AND ALL CONTENT:

  • "AS IS" and "AS AVAILABLE" without warranties of any kind
  • WITHOUT warranties of merchantability, fitness for purpose, or non-infringement
  • WITHOUT guarantees of uninterrupted, error-free, or secure operation
  • WITHOUT liability for viruses, malware, or other harmful components

11. Limitation of Liability

TO THE MAXIMUM EXTENT PERMITTED BY LAW, OAKHAMPTON CAPITAL PTY LTD AND ITS OFFICERS, DIRECTORS, EMPLOYEES, AND AGENTS SHALL NOT BE LIABLE FOR:

  • ANY investment losses, opportunity costs, or loss of profits
  • Errors, inaccuracies, or omissions in information provided
  • Reliance on any information, content, or services
  • Decisions made based on platform content
  • Actions or omissions of third parties
  • Unauthorized access to or alteration of data
  • Platform interruptions, errors, or security breaches

You use this platform entirely at your own risk. You are solely responsible for all investment decisions and their consequences.

12. Regulatory Compliance

By using this platform, you represent that you have consulted with your legal and financial advisors to ensure compliance with all applicable laws and regulations in your jurisdiction, including but not limited to securities laws, tax laws, AML/CTF requirements, and data protection regulations.

13. Contact Information

For questions about these disclaimers, contact:

Email: [email protected]

Address: L38, 71 Eagle Street, Brisbane QLD 4000, Australia

BY USING THIS PLATFORM, YOU ACKNOWLEDGE THAT YOU HAVE READ, UNDERSTOOD, AND AGREED TO ALL DISCLAIMERS SET FORTH ABOVE.